Bradford Crutchfield - Sep 13, 2021 Form 4 Insider Report for 10x Genomics, Inc. (TXG)

Signature
/s/ Eric S. Whitaker, as Attorney-in-Fact
Stock symbol
TXG
Transactions as of
Sep 13, 2021
Transactions value $
-$2,946,592
Form type
4
Date filed
9/15/2021, 06:09 PM
Previous filing
Aug 25, 2021
Next filing
Oct 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TXG Class A Common Stock Options Exercise $19.7K +17K +39.23% $1.16 60.3K Sep 13, 2021 Direct F1
transaction TXG Class A Common Stock Sale -$389K -2.3K -3.81% $169.06 58K Sep 13, 2021 Direct F1, F2
transaction TXG Class A Common Stock Sale -$221K -1.3K -2.24% $170.30 56.7K Sep 13, 2021 Direct F1, F3
transaction TXG Class A Common Stock Sale -$51.4K -300 -0.53% $171.20 56.4K Sep 13, 2021 Direct F1, F4
transaction TXG Class A Common Stock Sale -$69K -400 -0.71% $172.40 56K Sep 13, 2021 Direct F1, F5
transaction TXG Class A Common Stock Sale -$470K -2.7K -4.82% $174.14 53.3K Sep 13, 2021 Direct F1, F6
transaction TXG Class A Common Stock Sale -$472K -2.69K -5.05% $175.17 50.6K Sep 13, 2021 Direct F1, F7
transaction TXG Class A Common Stock Sale -$688K -3.91K -7.71% $176.19 46.7K Sep 13, 2021 Direct F1, F8
transaction TXG Class A Common Stock Sale -$301K -1.7K -3.64% $177.21 45K Sep 13, 2021 Direct F1, F9
transaction TXG Class A Common Stock Sale -$178K -1K -2.22% $178.24 44K Sep 13, 2021 Direct F1, F10
transaction TXG Class A Common Stock Sale -$89.5K -500 -1.14% $178.90 43.5K Sep 13, 2021 Direct F1, F11
transaction TXG Class A Common Stock Sale -$18.1K -100 -0.23% $181.24 43.4K Sep 13, 2021 Direct F1
transaction TXG Class A Common Stock Sale -$18.4K -100 -0.23% $184.32 43.3K Sep 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TXG Stock Option (right to buy) Options Exercise $0 -17K -3.44% $0.00 477K Sep 13, 2021 Class A Common Stock 17K $1.16 Direct F1, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2 This transaction was executed in multiple trades at prices ranging from $168.75 to $169.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3 This transaction was executed in multiple trades at prices ranging from $169.865 to $170.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4 This transaction was executed in multiple trades at prices ranging from $170.88 to $171.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5 This transaction was executed in multiple trades at prices ranging from $172.30 to $172.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6 This transaction was executed in multiple trades at prices ranging from $173.67 to $174.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7 This transaction was executed in multiple trades at prices ranging from $174.73 to $175.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8 This transaction was executed in multiple trades at prices ranging from $175.75 to $176.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F9 This transaction was executed in multiple trades at prices ranging from $176.75 to $177.74. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F10 This transaction was executed in multiple trades at prices ranging from $177.79 to $178.785. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F11 This transaction was executed in multiple trades at prices ranging from $178.81 to $179.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F12 This option, originally for 800,000 shares, of which 323,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.