Bradford Crutchfield - 13 Sep 2021 Form 4 Insider Report for 10x Genomics, Inc. (TXG)

Role: Chief Commercial Officer
Signature: /s/ Eric S. Whitaker, as Attorney-in-Fact
Issuer symbol: TXG
Transactions as of: 13 Sep 2021
Net transactions value: -$2,946,592
Form type: 4
Filing time: 15 Sep 2021, 18:09:16 UTC
Previous filing: 25 Aug 2021
Next filing: 14 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TXG	Class A Common Stock	Options Exercise	$19,720	+17,000	+39%	$1.16	60,336	13 Sep 2021	Direct	F1
transaction	TXG	Class A Common Stock	Sale	$388,834	-2,300	-3.8%	$169.06	58,036	13 Sep 2021	Direct	F1, F2
transaction	TXG	Class A Common Stock	Sale	$221,394	-1,300	-2.2%	$170.30	56,736	13 Sep 2021	Direct	F1, F3
transaction	TXG	Class A Common Stock	Sale	$51,361	-300	-0.53%	$171.20	56,436	13 Sep 2021	Direct	F1, F4
transaction	TXG	Class A Common Stock	Sale	$68,958	-400	-0.71%	$172.40	56,036	13 Sep 2021	Direct	F1, F5
transaction	TXG	Class A Common Stock	Sale	$470,166	-2,700	-4.8%	$174.14	53,336	13 Sep 2021	Direct	F1, F6
transaction	TXG	Class A Common Stock	Sale	$471,900	-2,694	-5.1%	$175.17	50,642	13 Sep 2021	Direct	F1, F7
transaction	TXG	Class A Common Stock	Sale	$688,198	-3,906	-7.7%	$176.19	46,736	13 Sep 2021	Direct	F1, F8
transaction	TXG	Class A Common Stock	Sale	$301,259	-1,700	-3.6%	$177.21	45,036	13 Sep 2021	Direct	F1, F9
transaction	TXG	Class A Common Stock	Sale	$178,237	-1,000	-2.2%	$178.24	44,036	13 Sep 2021	Direct	F1, F10
transaction	TXG	Class A Common Stock	Sale	$89,451	-500	-1.1%	$178.90	43,536	13 Sep 2021	Direct	F1, F11
transaction	TXG	Class A Common Stock	Sale	$18,124	-100	-0.23%	$181.24	43,436	13 Sep 2021	Direct	F1
transaction	TXG	Class A Common Stock	Sale	$18,432	-100	-0.23%	$184.32	43,336	13 Sep 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TXG	Stock Option (right to buy)	Options Exercise	$0	-17,000	-3.4%	$0.000000	477,000	13 Sep 2021	Class A Common Stock	17,000	$1.16	Direct	F1, F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2	This transaction was executed in multiple trades at prices ranging from $168.75 to $169.70. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F3	This transaction was executed in multiple trades at prices ranging from $169.865 to $170.79. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4	This transaction was executed in multiple trades at prices ranging from $170.88 to $171.66. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5	This transaction was executed in multiple trades at prices ranging from $172.30 to $172.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6	This transaction was executed in multiple trades at prices ranging from $173.67 to $174.65. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7	This transaction was executed in multiple trades at prices ranging from $174.73 to $175.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8	This transaction was executed in multiple trades at prices ranging from $175.75 to $176.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F9	This transaction was executed in multiple trades at prices ranging from $176.75 to $177.74. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F10	This transaction was executed in multiple trades at prices ranging from $177.79 to $178.785. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F11	This transaction was executed in multiple trades at prices ranging from $178.81 to $179.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F12	This option, originally for 800,000 shares, of which 323,000 shares have been exercised, vested as to one-fourth of the shares on February 2, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.