Jonathan H. Wheeler - 13 Sep 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Director
Signature
/s/ Jonathan Wheeler
Issuer symbol
CCEL
Transactions as of
13 Sep 2021
Net transactions value
$0
Form type
4
Filing time
15 Sep 2021, 17:00:24 UTC
Next filing
21 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Options Exercise $15,300 +7,500 +9.8% $2.04 84,100 13 Sep 2021 Direct
transaction CCEL Common Stock Options Exercise $14,625 +7,500 +8.9% $1.95 91,600 13 Sep 2021 Direct
transaction CCEL Common Stock Options Exercise $18,000 +7,500 +8.2% $2.40 99,100 13 Sep 2021 Direct
transaction CCEL Common Stock Options Exercise $23,100 +7,500 +7.6% $3.08 106,600 13 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Options Exercise $15,300 -7,500 -100% $2.04 0 13 Sep 2021 Common Stock 7,500 $2.04 Direct F1
transaction CCEL Stock Option Options Exercise $14,625 -7,500 -100% $1.95 0 13 Sep 2021 Common Stock 7,500 $1.95 Direct F2
transaction CCEL Stock Option Options Exercise $18,000 -7,500 -100% $2.40 0 13 Sep 2021 Common Stock 7,500 $2.40 Direct F3
transaction CCEL Stock Option Options Exercise $23,100 -7,500 -100% $3.08 0 13 Sep 2021 Common Stock 7,500 $3.08 Direct F4
holding CCEL Stock Option 7,500 13 Sep 2021 Common Stock 7,500 $7.53 Direct F5
holding CCEL Stock Option 5,300 13 Sep 2021 Common Stock 5,300 $7.74 Direct F6
holding CCEL Stock Option 5,300 13 Sep 2021 Common Stock 5,300 $7.85 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
F2 Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
F3 Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
F4 Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
F5 Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F6 Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F7 Stock options vest at a rate of 1/12 per month commencing on September 22, 2020