Jeremiah H. Chafkin - Sep 13, 2021 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
Vice Chairman
Signature
/s/ Ted F. Angus, as Attorney-in-Fact, for Jeremiah H. Chafkin
Stock symbol
AMK
Transactions as of
Sep 13, 2021
Transactions value $
-$1,305,535
Form type
4
Date filed
9/14/2021, 07:02 PM
Previous filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale -$904K -34.7K -9.72% $26.08 322K Sep 13, 2021 The Chafkin Family Revocable Living Trust F1
transaction AMK Common Stock Sale -$402K -15.3K -4.77% $26.18 306K Sep 14, 2021 The Chafkin Family Revocable Living Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $25.69 to $26.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 These transactions were executed in multiple trades at prices ranging from $25.85 to $26.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.