Bruce van Saun - 10 Sep 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll, by power of attorney for Bruce Van Saun
Issuer symbol
MCO
Transactions as of
10 Sep 2021
Net transactions value
+$3,660
Form type
4
Filing time
13 Sep 2021, 16:00:40 UTC
Previous filing
11 Jun 2021
Next filing
16 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $1,909 +5 +0.07% $381.85 6,825 10 Sep 2021 Direct F1
transaction MCO Common Stock Award $1,751 +5 +0.07% $383.42 6,830 10 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Dividend Equivalent Award $0 +1 +41% $0.000000 4 10 Sep 2021 Common Stock 1 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock deferred dividend reinvestment accrual.
F2 RSU deferred dividend reinvestment accrual.
F3 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.