Bruce Van Saun - Sep 10, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll, by power of attorney for Bruce Van Saun
Stock symbol
MCO
Transactions as of
Sep 10, 2021
Transactions value $
$3,660
Form type
4
Date filed
9/13/2021, 04:00 PM
Previous filing
Jun 11, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $1.91K +5 +0.07% $381.85 6.83K Sep 10, 2021 Direct F1
transaction MCO Common Stock Award $1.75K +4.57 +0.07% $383.42 6.83K Sep 10, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Dividend Equivalent Award $0 +1.06 +40.73% $0.00 3.64 Sep 10, 2021 Common Stock 1.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock deferred dividend reinvestment accrual.
F2 RSU deferred dividend reinvestment accrual.
F3 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.