Michael Guthrie - Sep 8, 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Signature
/s/ Mark Reinstra Attorney-in-Fact for Michael Guthrie
Stock symbol
RBLX
Transactions as of
Sep 8, 2021
Transactions value $
-$3,871,842
Form type
4
Date filed
9/10/2021, 06:38 PM
Previous filing
Aug 27, 2021
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Options Exercise $23.9K +45K +55.81% $0.53* 126K Sep 8, 2021 Direct F1
transaction RBLX Class A Common Stock Sale -$1.8M -21.9K -17.4% $82.51 104K Sep 8, 2021 Direct F1, F2, F3
transaction RBLX Class A Common Stock Sale -$1.89M -22.7K -21.89% $83.39 81K Sep 8, 2021 Direct F1, F2, F4
transaction RBLX Class A Common Stock Sale -$35.3K -420 -0.52% $84.06 80.6K Sep 8, 2021 Direct F1, F2, F5
transaction RBLX Class A Common Stock Options Exercise $95.40 +1.8K +2.23% $0.05* 82.4K Sep 10, 2021 Direct F1
transaction RBLX Class A Common Stock Sale -$162K -1.8K -2.18% $90.07 80.6K Sep 10, 2021 Direct F1, F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -45K -2.26% $0.00 1.94M Sep 8, 2021 Class A Common Stock 45K $0.53 Direct F7
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -1.8K -0.09% $0.00 1.94M Sep 10, 2021 Class A Common Stock 1.8K $0.53 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.
F3 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $82.95 to $83.945, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $83.95 to $84.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.