Gerald C. Throop - 09 Sep 2021 Form 4 Insider Report for Ceridian HCM Holding Inc. (DAY)

Role
Director
Signature
/s/ William E. McDonald, attorney-in-fact
Issuer symbol
DAY
Transactions as of
09 Sep 2021
Net transactions value
-$984,547
Form type
4
Filing time
10 Sep 2021, 16:05:01 UTC
Previous filing
11 May 2021
Next filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDAY Common Stock Sale $984,547 -8,736 -37% $112.70 14,638 09 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CDAY Exchangeable Shares 23,185 09 Sep 2021 Common Stock 23,185 Direct F2
holding CDAY Option (right to buy) 11,916 09 Sep 2021 Common Stock 11,916 $65.26 Direct F3
holding CDAY Option (right to buy) 4,643 09 Sep 2021 Common Stock 4,643 $74.20 Direct F3
holding CDAY Option (right to buy) 10,069 09 Sep 2021 Common Stock 10,069 $87.40 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 7,955 shares issuable at the election of the recipient pursuant to vested Restricted Stock Units (RSU), granted on April 25, 2018, (ii) 3,988 shares issuable at the election of the recipient pursuant to vested RSUs, granted on May 15, 2019, and (iii) of the 2,695 RSUs granted on August 21, 2020, 898 shares are issuable at the election of the recipient pursuant to vested RSUs, and 898 and 899 shares that vest and become issuable at the election of the recipient on August 21, 2022 and August 21, 2023, respectively.
F2 Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.
F3 Fully vested and exercisable.
F4 Of the 10,069 options granted on May 7, 2021, 2,518 options are vested and exercisable, and 2,517 options vest and become exercisable on each of November 7, 2021, February 7, 2022, and May 7, 2022.

Remarks:

For Gerald Throop pursuant to the Power of Attorney previously filed