Clifton A. Payne - 08 Sep 2021 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Randall R. Kucera, as attorney-in-fact
Issuer symbol
GNTY
Transactions as of
08 Sep 2021
Net transactions value
+$141,818
Form type
4
Filing time
09 Sep 2021, 16:00:13 UTC
Next filing
07 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Other $141,818 +6,500 +7% $21.82 100,000 08 Sep 2021 Direct
holding GNTY Common Stock 160,173 08 Sep 2021 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -6,500 -24% 21,000 08 Sep 2021 Common Stock 6,500 $21.82 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.