Scott E. Huckins - 03 Sep 2021 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CFO
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
03 Sep 2021
Net transactions value
-$518,275
Form type
4
Filing time
08 Sep 2021, 20:21:27 UTC
Previous filing
20 May 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +57,773 +13% 493,712 03 Sep 2021 Direct F1
transaction STKL Common Shares Tax liability $274,017 -28,425 -5.8% $9.64 465,287 03 Sep 2021 Direct F2
transaction STKL Common Shares Options Exercise +51,500 +11% 516,787 03 Sep 2021 Direct F1
transaction STKL Common Shares Tax liability $244,258 -25,338 -4.9% $9.64 491,449 03 Sep 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -57,773 -50% $0.000000 57,773 03 Sep 2021 Common Shares 57,773 Direct F1, F3, F4
transaction STKL Restricted Stock Units Options Exercise $0 -51,500 -50% $0.000000 51,500 03 Sep 2021 Common Shares 51,500 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on September 3, 2020 subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.