William M. Brown - Sep 3, 2021 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Signature
By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: William M. Brown
Stock symbol
LHX
Transactions as of
Sep 3, 2021
Transactions value $
-$18,526,438
Form type
4
Date filed
9/8/2021, 07:31 PM
Previous filing
Aug 11, 2021
Next filing
Sep 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Options Exercise $1.23M +17.3K +6.27% $71.02 294K Sep 3, 2021 Direct F1, F2
transaction LHX Common Stock, Par Value $1.00 Sale -$3.56M -15.4K -5.23% $231.92 278K Sep 3, 2021 Direct F1, F3
transaction LHX Common Stock, Par Value $1.00 Sale -$454K -1.95K -0.7% $232.66 276K Sep 3, 2021 Direct F1, F4
transaction LHX Common Stock, Par Value $1.00 Sale -$13.6M -58.8K -21.27% $231.89 218K Sep 3, 2021 Direct F5, F6
transaction LHX Common Stock, Par Value $1.00 Sale -$2.1M -9.04K -4.15% $232.59 209K Sep 3, 2021 Direct F5, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -17.3K -12.55% $0.00 121K Sep 3, 2021 Common Stock, Par Value $1.00 17.3K $71.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported option exercise and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 Includes 0.62 shares acquired through Issuer's retirement plan for quarter ended July 2, 2021.
F3 Reflects weighted average sale price (prices actually received ranged from $231.49 to $232.47). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 Reflects weighted average sale price (prices actually received ranged from $232.49 to $233.38). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 Reported sales of shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F6 Reflects weighted average sale price (prices actually received ranged from $231.44 to $232.43). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7 Reflects weighted average sale price (prices actually received ranged from $232.44 to $233.39). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney