William M. Brown - 03 Sep 2021 Form 4 Insider Report for L3HARRIS TECHNOLOGIES, INC. /DE/ (LHX)

Role
Executive Chair, Director
Signature
By: /s/ Robert A. Johnson Jr., Attorney-in-Fact For: William M. Brown
Issuer symbol
LHX
Transactions as of
03 Sep 2021
Net transactions value
-$18,526,438
Form type
4
Filing time
08 Sep 2021, 19:31:43 UTC
Previous filing
11 Aug 2021
Next filing
09 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LHX Common Stock, Par Value $1.00 Options Exercise $1,230,066 +17,320 +6.3% $71.02 293,776 03 Sep 2021 Direct F1, F2
transaction LHX Common Stock, Par Value $1.00 Sale $3,564,610 -15,370 -5.2% $231.92 278,406 03 Sep 2021 Direct F1, F3
transaction LHX Common Stock, Par Value $1.00 Sale $453,687 -1,950 -0.7% $232.66 276,456 03 Sep 2021 Direct F1, F4
transaction LHX Common Stock, Par Value $1.00 Sale $13,636,291 -58,805 -21% $231.89 217,651 03 Sep 2021 Direct F5, F6
transaction LHX Common Stock, Par Value $1.00 Sale $2,101,916 -9,037 -4.2% $232.59 208,614 03 Sep 2021 Direct F5, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LHX Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -17,320 -13% $0.000000 120,680 03 Sep 2021 Common Stock, Par Value $1.00 17,320 $71.02 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported option exercise and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 Includes 0.62 shares acquired through Issuer's retirement plan for quarter ended July 2, 2021.
F3 Reflects weighted average sale price (prices actually received ranged from $231.49 to $232.47). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 Reflects weighted average sale price (prices actually received ranged from $232.49 to $233.38). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 Reported sales of shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F6 Reflects weighted average sale price (prices actually received ranged from $231.44 to $232.43). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7 Reflects weighted average sale price (prices actually received ranged from $232.44 to $233.39). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney