Brian Grassadonia - Sep 2, 2021 Form 4 Insider Report for Square, Inc. (SQ)

Role
Cash App Lead
Signature
/s/ Susan Szotek, Attorney-in-Fact
Stock symbol
SQ
Transactions as of
Sep 2, 2021
Transactions value $
-$982,723
Form type
4
Date filed
9/7/2021, 05:07 PM
Previous filing
Aug 5, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SQ Class A Common Stock Options Exercise $27K +3.73K +3.7% $7.25* 104K Sep 2, 2021 Direct F1
transaction SQ Class A Common Stock Sale -$1.01M -3.73K -3.57% $270.86 101K Sep 2, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SQ Stock Option (right to buy) Options Exercise $0 -3.73K -0.89% $0.00 416K Sep 2, 2021 Class A Common Stock 3.73K $7.25 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.