Jonathan D. Sokoloff - Sep 1, 2021 Form 4 Insider Report for Container Store Group, Inc. (TCS)

Role
Director, 10%+ Owner
Signature
/s/ Andrew C. Goldberg, attorney-in-fact
Stock symbol
TCS
Transactions as of
Sep 1, 2021
Transactions value $
$0
Form type
4
Date filed
9/3/2021, 06:09 PM
Previous filing
Jun 11, 2021
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCS Common Stock, par value $0.01 Award $0 +11.3K +20.05% $0.00 67.4K Sep 1, 2021 Direct F3, F4
holding TCS Common Stock, par value $0.01 15.3M Sep 1, 2021 See footnotes. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TCS Stock Option (Right to Buy) 13.6K Sep 1, 2021 Common Stock 13.6K $18.00 Direct F5, F6
holding TCS Stock Option (Right to Buy) 10.1K Sep 1, 2021 Common Stock 10.1K $21.53 Direct F5, F6
holding TCS Stock Option (Right to Buy) 11.8K Sep 1, 2021 Common Stock 11.8K $17.28 Direct F5, F6
holding TCS Stock Option (Right to Buy) 30.7K Sep 1, 2021 Common Stock 30.7K $5.35 Direct F5, F6
holding TCS Stock Option (Right to Buy) 42.9K Sep 1, 2021 Common Stock 42.9K $4.10 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS.
F2 Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3 Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021.
F4 Granted as compensation for services.
F5 The options on this row are fully vested.
F6 The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.