Justin Burgess - 01 Sep 2021 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Signature
/s/ Justin Burgess
Issuer symbol
DVAX
Transactions as of
01 Sep 2021
Net transactions value
-$323,800
Form type
4
Filing time
03 Sep 2021, 17:00:16 UTC
Previous filing
25 Aug 2021
Next filing
14 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise $76,200 +20,000 +537% $3.81 23,721 01 Sep 2021 Direct F1
transaction DVAX Common Stock Sale $400,000 -20,000 -84% $20.00 3,721 01 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Stock Option (Right to Buy) Options Exercise -20,000 -100% 0 01 Sep 2021 Common Stock 20,000 $3.81 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 11, 2021.
F2 All shares were sold at $20.00.
F3 All of the shares subject to the option vested and become fully-exercisable on August 13, 2020.
F4 Not applicable.