Jeremiah H. Chafkin - Jun 9, 2021 Form 4/A - Amendment Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
EVP, Chief Investment Officer
Signature
/s/ Ted F. Angus, as Attorney-in-Fact, for Jeremiah H. Chafkin
Stock symbol
AMK
Transactions as of
Jun 9, 2021
Transactions value $
-$11,042
Form type
4/A - Amendment
Date filed
9/3/2021, 03:17 PM
Date Of Original Report
Jul 1, 2021
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale -$11K -430 -0.11% $25.68 406K Jun 9, 2021 The Chafkin Family Revocable Living Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person.

Remarks:

This report on Form 4/A amends the Form 4 filed by the Reporting Person on July 1, 2021. This report on Form 4/A is being filed to report the number of shares of Common Stock that were sold to satisfy tax withholding requirements.