Michael W. Nall - Sep 2, 2021 Form 4 Insider Report for BIOCEPT INC (BIOC)

Role
CEO & President, Director
Signature
/s/ Michael W. Nall
Stock symbol
BIOC
Transactions as of
Sep 2, 2021
Transactions value $
$0
Form type
4
Date filed
9/2/2021, 09:56 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BIOC Employee Stock Option (right to buy) Award $0 +100K $0.00 100K Sep 2, 2021 Common Stock 100K $3.76 Direct F1
transaction BIOC Performance-Based Employee Stock Option (right to buy) Award $0 +80K $0.00 80K Sep 2, 2021 Common Stock 80K $3.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/36th of the shares subject to the option shall vest monthly following the Vesting Commencement Date of 9/2/21 until fully vested on 9/2/2024.
F2 1/36th of the shares subject to the option shall vest monthly, commencing upon the Issuer's achievement of a specified corporate milestone.