Kimberly Hammonds - 31 Aug 2021 Form 4 Insider Report for BOX INC (BOX)

Role
Director
Signature
/s/ Chris Walton, Attorney-in-Fact
Issuer symbol
BOX
Transactions as of
31 Aug 2021
Net transactions value
-$792,278
Form type
4
Filing time
02 Sep 2021, 19:18:12 UTC
Previous filing
08 Jul 2021
Next filing
10 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOX Class A Common Stock Options Exercise $0 +1,500 +9% $0.000000 18,218 31 Aug 2021 Direct
transaction BOX Class A Common Stock Sale $39,000 -1,500 -8.2% $26.00 16,718 31 Aug 2021 Direct F1, F2
transaction BOX Class A Common Stock Sale $344,633 -13,389 -80% $25.74 3,329 31 Aug 2021 Direct F1, F3
transaction BOX Class A Common Stock Options Exercise $0 +15,699 +472% $0.000000 19,028 01 Sep 2021 Direct
transaction BOX Class A Common Stock Sale $408,645 -15,699 -83% $26.03 3,329 01 Sep 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -1,500 -7.5% $0.000000 18,472 31 Aug 2021 Class A Common Stock 1,500 $18.99 Direct F5
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -15,699 -85% $0.000000 2,773 01 Sep 2021 Class A Common Stock 15,699 $18.99 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021.
F2 This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 This sale price represents the weighted average sale price of the shares sold ranging from $25.58 to $25.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.