Brett Tolley - 01 Sep 2021 Form 4 Insider Report for Roblox Corp (RBLX)

Role
Principal Accounting Officer
Signature
/s/ Mark Reinstra Attorney-in-Fact for Brett Tolley
Issuer symbol
RBLX
Transactions as of
01 Sep 2021
Net transactions value
-$81,602
Form type
4
Filing time
02 Sep 2021, 17:54:02 UTC
Previous filing
31 Jan 2022
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBLX Class A Common Stock Options Exercise $5,465 +1,049 +3.1% $5.21 34,852 01 Sep 2021 Direct F1, F2
transaction RBLX Class A Common Stock Sale $87,067 -1,049 -3% $83.00 33,803 01 Sep 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -240 -2.2% $0.000000 10,529 01 Sep 2021 Class A Common Stock 240 $5.21 Direct F5
transaction RBLX Stock Option (Right to Buy) Options Exercise $0 -809 -2.2% $0.000000 35,983 01 Sep 2021 Class A Common Stock 809 $5.21 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 Includes 359 shares acquired by the Reporting Person on August 25, 2021 pursuant to the Issuer's 2020 Employee Stock Purchase Plan.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
F4 A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F5 1/48th of the shares subject to the option vested on June 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F6 1/48th of the shares subject to the option vested on November 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.