| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTLA | Common Stock | Options Exercise | $156K | +11.6K | +1.62% | $13.40 | 731K | Aug 30, 2021 | Direct | |
| transaction | NTLA | Common Stock | Options Exercise | $396K | +27.2K | +3.72% | $14.58 | 758K | Aug 30, 2021 | Direct | |
| transaction | NTLA | Common Stock | Sale | -$314K | -2.06K | -0.27% | $152.81 | 756K | Aug 30, 2021 | Direct | F1, F2 |
| transaction | NTLA | Common Stock | Sale | -$359K | -2.33K | -0.31% | $153.66 | 754K | Aug 30, 2021 | Direct | F1, F3 |
| transaction | NTLA | Common Stock | Sale | -$1.15M | -7.43K | -0.99% | $154.98 | 746K | Aug 30, 2021 | Direct | F1, F4 |
| transaction | NTLA | Common Stock | Sale | -$2.42M | -15.6K | -2.09% | $155.70 | 731K | Aug 30, 2021 | Direct | F1, F5 |
| transaction | NTLA | Common Stock | Sale | -$747K | -4.76K | -0.65% | $156.96 | 726K | Aug 30, 2021 | Direct | F1, F6 |
| transaction | NTLA | Common Stock | Sale | -$493K | -3.12K | -0.43% | $157.75 | 723K | Aug 30, 2021 | Direct | F1, F7 |
| transaction | NTLA | Common Stock | Sale | -$414K | -2.6K | -0.36% | $159.18 | 720K | Aug 30, 2021 | Direct | F1, F8 |
| transaction | NTLA | Common Stock | Sale | -$116K | -725 | -0.1% | $159.98 | 720K | Aug 30, 2021 | Direct | F1, F9 |
| transaction | NTLA | Common Stock | Sale | -$34.7K | -216 | -0.03% | $160.69 | 719K | Aug 30, 2021 | Direct | F1, F10 |
| transaction | NTLA | Common Stock | Options Exercise | $552K | +37.8K | +5.26% | $14.58 | 757K | Aug 31, 2021 | Direct | |
| transaction | NTLA | Common Stock | Sale | -$5.86M | -37.8K | -5% | $155.00 | 719K | Aug 31, 2021 | Direct | F1 |
| transaction | NTLA | Common Stock | Options Exercise | $674K | +28.8K | +4% | $23.46 | 748K | Sep 1, 2021 | Direct | |
| transaction | NTLA | Common Stock | Options Exercise | $293K | +16K | +2.14% | $18.30 | 764K | Sep 1, 2021 | Direct | |
| transaction | NTLA | Common Stock | Sale | -$7.6M | -44.7K | -5.86% | $170.00 | 719K | Sep 1, 2021 | Direct | F1 |
| holding | NTLA | Common Stock | 58.4K | Aug 30, 2021 | By Trust | F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTLA | Stock Option (right to buy) | Options Exercise | $0 | -11.6K | -5.19% | $0.00 | 213K | Aug 30, 2021 | Common Stock | 11.6K | $13.40 | Direct | F12 |
| transaction | NTLA | Stock Option (right to buy) | Options Exercise | $0 | -27.2K | -17.53% | $0.00 | 128K | Aug 30, 2021 | Common Stock | 27.2K | $14.58 | Direct | F13 |
| transaction | NTLA | Stock Option (right to buy) | Options Exercise | $0 | -37.8K | -29.6% | $0.00 | 90K | Aug 31, 2021 | Common Stock | 37.8K | $14.58 | Direct | F13 |
| transaction | NTLA | Stock Option (right to buy) | Options Exercise | $0 | -28.8K | -100% | $0.00* | 0 | Sep 1, 2021 | Common Stock | 28.8K | $23.46 | Direct | F14 |
| transaction | NTLA | Stock Option (right to buy) | Options Exercise | $0 | -16K | -58.13% | $0.00 | 11.5K | Sep 1, 2021 | Common Stock | 16K | $18.30 | Direct | F15 |
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.21 to $153.165, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.22 to $154.13, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.31 to $155.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.31 to $156.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.31 to $157.24, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.395 to $158.21, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F8 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.49 to $159.465, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F9 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.56 to $160.40, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F10 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.62 to $160.745, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price. |
| F11 | Shares held by the John M. Leonard 2015 Irrevocable Trust. |
| F12 | The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 134,583 shares as of August 30, 2021. |
| F13 | The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 160,000 shares as of August 30, 2021. |
| F14 | The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested in full as of December 31, 2020. |
| F15 | The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 66,458 shares as of September 1, 2021. |