| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Common Stock | Options Exercise | $2.79M | +42K | +26.95% | $66.43 | 198K | 30 Aug 2021 | Direct | F1, F2 |
| transaction | HON | Common Stock | Tax liability | -$5.9M | -25.5K | -12.86% | $231.93 | 172K | 30 Aug 2021 | Direct | F3 |
| transaction | HON | Common Stock | Sale | -$6.63M | -28.6K | -16.57% | $231.97 | 144K | 30 Aug 2021 | Direct | F4 |
| holding | HON | Common Stock | 1.56K | 30 Aug 2021 | Held in 401(k) plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Stock Option (Right to Buy) | Options Exercise | $0 | -42K | -100% | $0.00* | 0 | 30 Aug 2021 | Common Stock | 42K | $66.43 | Direct | F1, F2, F5 |
| Id | Content |
|---|---|
| F1 | The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| F3 | The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.65 to $232.68, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.60 to $232.70, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014. |