George Gaines - 30 Aug 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Director
Signature
/s/ George Gaines
Issuer symbol
CCEL
Transactions as of
30 Aug 2021
Net transactions value
-$185,135
Form type
4
Filing time
01 Sep 2021, 17:00:31 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Sale $20,880 -1,800 -11% $11.60 14,229 30 Aug 2021 Direct
transaction CCEL Common Stock Sale $50,600 -4,400 -31% $11.50 9,829 30 Aug 2021 Direct
transaction CCEL Common Stock Sale $43,320 -3,800 -39% $11.40 6,029 30 Aug 2021 Direct
transaction CCEL Common Stock Sale $117 -10 -0.17% $11.71 6,019 31 Aug 2021 Direct
transaction CCEL Common Stock Sale $3,253 -278 -4.6% $11.70 5,741 31 Aug 2021 Direct
transaction CCEL Common Stock Sale $23,676 -2,041 -36% $11.60 3,700 31 Aug 2021 Direct
transaction CCEL Common Stock Sale $11.5 -1 -0.03% $11.50 3,699 31 Aug 2021 Direct
transaction CCEL Common Stock Sale $43,278 -3,699 -100% $11.70 0 01 Sep 2021 Direct
holding CCEL Common Stock 992,527 30 Aug 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 7,500 30 Aug 2021 Common Stock 7,500 $2.40 Direct F1
holding CCEL Stock Option 7,500 30 Aug 2021 Common Stock 7,500 $1.95 Direct F2
holding CCEL Stock Option 7,500 30 Aug 2021 Common Stock 7,500 $2.04 Direct F3
holding CCEL Stock Option 7,500 30 Aug 2021 Common Stock 7,500 $3.08 Direct F4
holding CCEL Stock Option 7,500 30 Aug 2021 Common Stock 7,500 $7.53 Direct F5
holding CCEL Stock Option 5,300 30 Aug 2021 Common Stock 5,300 $7.74 Direct F6
holding CCEL Stock Option 5,300 30 Aug 2021 Common Stock 5,300 $7.85 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
F2 Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
F3 Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
F4 Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
F5 Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F6 Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F7 Stock options vest at a rate of 1/12 per month commencing on September 22, 2020