Andrew Schlossberg - 31 Aug 2021 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney in Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2021
Net transactions value
-$526,656
Form type
4
Filing time
01 Sep 2021, 16:53:46 UTC
Previous filing
30 Jul 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +8,297 +3.7% $0.000000 234,333 31 Aug 2021 Direct
transaction IVZ Common Shares Tax liability $94,747 -3,742 -1.6% $25.32 230,591 31 Aug 2021 Direct
transaction IVZ Common Shares Options Exercise $0 +14,124 +6.1% $0.000000 244,715 31 Aug 2021 Direct
transaction IVZ Common Shares Tax liability $161,288 -6,370 -2.6% $25.32 238,345 31 Aug 2021 Direct
transaction IVZ Common Shares Options Exercise $0 +23,697 +9.9% $0.000000 262,042 31 Aug 2021 Direct
transaction IVZ Common Shares Tax liability $270,620 -10,688 -4.1% $25.32 251,354 31 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -8,297 -50% $0.000000 8,298 31 Aug 2021 Common Shares 8,297 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -14,124 -33% $0.000000 28,248 31 Aug 2021 Common Shares 14,124 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -23,697 -25% $0.000000 71,094 31 Aug 2021 Common Shares 23,697 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.