Douglas J. Sharp - Aug 31, 2021 Form 4 Insider Report for Invesco Ltd. (IVZ)

Role
Senior Managing Director
Signature
/s/ Robert H. Rigsby, as Attorney in Fact
Stock symbol
IVZ
Transactions as of
Aug 31, 2021
Transactions value $
-$179,747
Form type
4
Date filed
9/1/2021, 04:50 PM
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +15.1K +86.47% $0.00 32.6K Aug 31, 2021 Direct
transaction IVZ Common Shares Tax liability -$180K -7.1K -21.79% $25.32 25.5K Aug 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15.1K -25% $0.00 45.3K Aug 31, 2021 Common Shares 15.1K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.