Key facts
- This page summarizes Douglas J. Sharp's Form 4 filing for Invesco Ltd. (IVZ).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Sep 2021, 16:50.
Douglas J. Sharp - 31 Aug 2021 Form 4 Insider Report for Invesco Ltd. (IVZ)
- Reporting relationship
- Senior Managing Director
- Issuer ticker
- IVZ
- Reported as of
- 31 Aug 2021
- Net transaction value
- -$179,747
- SEC form
- 4
- Accepted by SEC
- 01 Sep 2021, 16:50:45 UTC
- Next SEC filing
- 02 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert H. Rigsby, as Attorney in Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Douglas J. Sharp filed Form 4 for Invesco Ltd. (IVZ) on 01 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$179,747.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IVZ
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +15,104
- Change %
- +86%
- Price
- $0.000000
- Shares after
- 32,572
- Date
- 31 Aug 2021
- Ownership
- Direct
IVZ
transaction
Common Shares
Tax liability
- Transaction value
- $179,747
- Shares
- -7,099
- Change %
- -22%
- Price
- $25.32
- Shares after
- 25,473
- Date
- 31 Aug 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IVZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -15,104
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 45,312
- Date
- 31 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 15,104
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
Footnote F2
The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.