Daniel G. Cohen - Aug 31, 2021 Form 4 Insider Report for Perella Weinberg Partners (PWP)

Role
Director
Signature
/s/ Mark Polemeni, as Attorney-in-Fact
Stock symbol
PWP
Transactions as of
Aug 31, 2021
Transactions value $
$0
Form type
4
Date filed
9/1/2021, 04:30 PM
Previous filing
Aug 11, 2021
Next filing
Oct 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PWP Class A Common Stock Award $0 +3.58K $0.00 3.58K Aug 31, 2021 Direct F1
transaction PWP Class A Common Stock Award $0 +5.49K +153.35% $0.00 9.07K Aug 31, 2021 Direct F2
holding PWP Class A Common Stock 69.9K Aug 31, 2021 By FinTech Masala Advisors IV, LLC F3
holding PWP Class A Common Stock 69.9K Aug 31, 2021 By FinTech Masala Advisors IV, LLC F4
holding PWP Class A Common Stock 781K Aug 31, 2021 By FinTech Masala Holdings, LLC F5
holding PWP Class A Common Stock 781K Aug 31, 2021 By FinTech Masala Holdings, LLC F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,580 unvested shares subject to awards of director restricted stock units ("RSUs"), which vest in three equal installments on the 12, 24 and 36 month anniversaries of the grant date, subject to continued board service through each vesting date. Each RSU represents a contingent right to receive one share of Class A common stock.
F2 Includes 5,490 unvested shares subject to awards of RSUs, which vest on the date of Perella Weinberg Partners' next general annual stockholder meeting following the grant date, subject to continued board service through such date.
F3 Represents shares held directly by FinTech Masala Advisors IV, LLC ("Masala"). The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F4 Represents shares held directly by Masala. DGC Family FinTech Trust (the "Trust") is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.
F5 Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by FinTech Masala Holdings, LLC ("Manager HoldCo"). The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F6 Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose.