Timothy J. Arens - Aug 31, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Chief Financial Officer
Signature
/s/ John Manders on behalf of Timothy J. Arens
Stock symbol
SRDX
Transactions as of
Aug 31, 2021
Transactions value $
-$205,862
Form type
4
Date filed
9/1/2021, 04:20 PM
Previous filing
May 17, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $299K +12.5K +21.74% $23.95 70K Aug 31, 2021 Direct
transaction SRDX Common Stock Tax liability -$505K -8.41K -12.01% $60.07 61.6K Aug 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -12.5K -100% $0.00* 0 Aug 31, 2021 Common Stock 12.5K $23.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.