Timothy J. Arens - 31 Aug 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Chief Financial Officer
Signature
/s/ John Manders on behalf of Timothy J. Arens
Issuer symbol
SRDX
Transactions as of
31 Aug 2021
Net transactions value
-$205,862
Form type
4
Filing time
01 Sep 2021, 16:20:12 UTC
Previous filing
17 May 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $299,327 +12,498 +22% $23.95 69,996 31 Aug 2021 Direct
transaction SRDX Common Stock Tax liability $505,189 -8,410 -12% $60.07 61,586 31 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -12,498 -100% $0.000000* 0 31 Aug 2021 Common Stock 12,498 $23.95 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.