John Stone - Aug 26, 2021 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
Mark N. Rogers, Attorney-in-Fact for John Charles Stone
Stock symbol
AMKR
Transactions as of
Aug 26, 2021
Transactions value $
-$157,688
Form type
4
Date filed
8/27/2021, 06:28 PM
Previous filing
Jun 29, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $88.9K +9.38K +29.71% $9.48 40.9K Aug 26, 2021 Direct
transaction AMKR Common Stock Sale -$247K -9.38K -22.91% $26.30 31.6K Aug 26, 2021 Direct F1
holding AMKR Common Stock 2K Aug 26, 2021 Held in Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -9.38K -14.29% $0.00 56.3K Aug 26, 2021 Common Stock 9.38K $9.48 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.37. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.