Rick S. Greene - Jul 22, 2021 Form 4 Insider Report for HCW Biologics Inc. (HCWB)

Role
Director
Signature
/s/ Hing C. Wong, as Attorney-in-Fact for Rick S. Greene
Stock symbol
HCWB
Transactions as of
Jul 22, 2021
Transactions value $
$14,821
Form type
4
Date filed
8/27/2021, 04:42 PM
Previous filing
Jul 19, 2021
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCWB Common Stock Purchase $14.8K +3.61K $4.10 3.61K Aug 25, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCWB Stock Option Award $0 +21K $0.00 21K Jul 22, 2021 Common Stock 21K $4.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Common Stock is from $4.09 to $4.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
F2 The option will fully vest on July 22, 2022.