Rick S. Greene - 22 Jul 2021 Form 4 Insider Report for HCW Biologics Inc. (HCWB)

Role
Director
Signature
/s/ Hing C. Wong, as Attorney-in-Fact for Rick S. Greene
Issuer symbol
HCWB
Transactions as of
22 Jul 2021
Net transactions value
+$14,821
Form type
4
Filing time
27 Aug 2021, 16:42:41 UTC
Previous filing
19 Jul 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCWB Common Stock Purchase $14,821 +3,611 $4.10 3,611 25 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCWB Stock Option Award $0 +20,964 $0.000000 20,964 22 Jul 2021 Common Stock 20,964 $4.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Common Stock is from $4.09 to $4.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
F2 The option will fully vest on July 22, 2022.