Renato Tamaro - Aug 26, 2021 Form 4 Insider Report for STERIS plc (STE)

Role
V.P. & Corporate Treasurer
Signature
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
Stock symbol
STE
Transactions as of
Aug 26, 2021
Transactions value $
-$161,821
Form type
4
Date filed
8/27/2021, 04:33 PM
Previous filing
Jun 3, 2021
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STE Ordinary Shares Options Exercise $10.4K +149 +2.77% $69.72 5.52K Aug 26, 2021 Direct F1
transaction STE Ordinary Shares Options Exercise $23.1K +300 +5.43% $77.07 5.82K Aug 26, 2021 Direct F1
transaction STE Ordinary Shares Options Exercise $114K +1K +17.18% $114.22 6.82K Aug 26, 2021 Direct F1
transaction STE Ordinary Shares Sale -$310K -1.45K -21.24% $213.63 5.37K Aug 26, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STE Employee Stock Option (right to buy) Options Exercise $0 +149 $0.00* 0 Aug 26, 2021 Ordinary Shares 149 $69.72 Direct F3
transaction STE Employee Stock Option (right to buy) Options Exercise $0 +300 $0.00* 0 Aug 26, 2021 Ordinary Shares 300 $77.07 Direct F4
transaction STE Employee Stock Option (right to buy) Options Exercise $0 +1K $0.00 436 Aug 26, 2021 Ordinary Shares 1K $114.22 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 2,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 484 on May 31, 2022; 556 on May 31, 2023; 584 on June 3, 2024; 432 on June 3, 2024 and 144 on June 2, 2025.
F2 Price reflects a weighted average sale price for multiple transactions ranging from $213.5553 to $213.7250 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 This option is part of an option to purchase 596 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 596 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F4 This option is part of an option to purchase 600 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 600 Old STERIS ordinary shares for $77.07 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F5 This option is part of an option to purchase 2,872 STERIS ordinary shares, of which 1,718 shares are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,872 Old STERIS ordinary shares for $114.22 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.