Kelley Conte - Aug 25, 2021 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Vice President,Human Resources
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Stock symbol
ASPN
Transactions as of
Aug 25, 2021
Transactions value $
-$1,423,132
Form type
4
Date filed
8/27/2021, 04:22 PM
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Options Exercise $147K +36.7K +59.13% $3.99 98.8K Aug 25, 2021 Direct F1
transaction ASPN Common Stock Sale -$1.48M -34.6K -35% $42.70* 64.2K Aug 25, 2021 Direct F2, F3
transaction ASPN Common Stock Sale -$93.1K -2.14K -3.33% $43.55* 62.1K Aug 25, 2021 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASPN Stock Option (Right to Buy) Options Exercise $0 -36.7K -100% $0.00* 0 Aug 25, 2021 Common Stock 36.7K $3.99 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 80,210 shares of Common Stock and 18,604 Restricted Stock Units.
F2 Average price with actual price ranging from $42.34 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 Represents 45,630 shares of Common Stock and 18,604 Restricted Stock Units.
F4 Average price with actual price ranging from $43.35 and $43.76. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate pric
F5 Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.
F6 The option is fully vested and exercisable.