Robert S. Keane - 26 Aug 2021 Form 4 Insider Report for ASTRONICS CORP (ATRO)

Role
Director
Signature
/s/Julie Davis as Power of Attorney for Robert Sprague Keane
Issuer symbol
ATRO
Transactions as of
26 Aug 2021
Net transactions value
$0
Form type
4
Filing time
26 Aug 2021, 16:41:26 UTC
Previous filing
16 Aug 2021
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATRO $0.01 PV Common Stock Options Exercise $0 +6,750 +121% $0.000000 12,350 26 Aug 2021 Direct
holding ATRO $0.01 PV Class B Stock 448,199 26 Aug 2021 Note F1
holding ATRO $0.01 PV Common Stock 44,726 26 Aug 2021 Note F1
holding ATRO $0.01 PV Common Stock 44,200 26 Aug 2021 Note F2
holding ATRO $0.01 PV Class B Stock 206,886 26 Aug 2021 Note F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATRO Restricted Stock Unit Options Exercise $0 -6,750 -100% $0.000000* 0 26 Aug 2021 $.01 PV Common Stock 6,750 Direct F4, F5
holding ATRO Option 4,000 26 Aug 2021 $.01 PV Common Stock 4,000 $34.04 Note F3
holding ATRO Option 600 26 Aug 2021 $.01 PV Class B Stock 600 $34.04 Note F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The direct owner is Boston & Saranac LLC, a Delaware limited liability company ("Boston & Saranac"). Boston & Saranac is 100% owned by a trust whose beneficiaries are the Reporting Person and his spouse
F2 Reporting Person is one of multiple potential beneficiaries to the direct owner of these shares, which is a trust (EAK & KRK Trust U/A/D 10-15-97 FBO Elizabeth A. Keane). The entire amount of the trust's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
F3 The direct owner is the Estate of Kevin T. Keane. The Reporting Person is one of multiple beneficiaries to a trust to be established by that estate. The entire amount of the estate's interest is reported on this form, however the Reporting Person's proportionate interest is below 25%.
F4 Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5 These restricted stock units were issued on August 26, 2021.