August Capital Management V, L.L.C. - 24 Aug 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
/s/ Abigail Hipps, Attorney-in-Fact for August Capital entities
Issuer symbol
PUBM
Transactions as of
24 Aug 2021
Net transactions value
-$1,456,054
Form type
4
Filing time
26 Aug 2021, 16:34:55 UTC
Previous filing
18 Aug 2021
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A common stock Sale $1,099,990 -39,568 -50% $27.80 39,874 24 Aug 2021 Direct F1, F2
transaction PUBM Class A common stock Sale $356,063 -12,712 -24% $28.01 40,000 25 Aug 2021 Direct F3, F4
holding PUBM Class A common stock 389,237 24 Aug 2021 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.52 to $28.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Shares held directly by David M. Hornik.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares held directly by Howard Hartenbaum.
F5 These securities are held by August Capital V Special Opportunities, L.P. (the "Fund"). August Capital Management V, L.L.C. is the general partner of the Fund (the "August General Partner") and may be deemed to have sole voting power and sole investment power over the shares held by the Fund. Howard Hartenbaum and David M. Hornik are the members of the August General Partner and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the Fund.