Joseph J. Stich - 24 Aug 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: SVP, HR and GM, IVD
Signature: /s/ John Manders on behalf of Joseph J. Stich
Issuer symbol: SRDX
Transactions as of: 24 Aug 2021
Net transactions value: -$246,467
Form type: 4
Filing time: 26 Aug 2021, 16:12:33 UTC
Previous filing: 23 Aug 2021
Next filing: 29 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Options Exercise	$300,224	+14,276	+34%	$21.03	56,552	24 Aug 2021	Direct
transaction	SRDX	Common Stock	Tax liability	$546,691	-9,738	-17%	$56.14	46,814	24 Aug 2021	Direct
transaction	SRDX	Common Stock	Gift	$0	-1,500	-3.2%	$0.000000	45,314	26 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Options Exercise	$0	-14,276	-100%	$0.000000^*	0	24 Aug 2021	Common Stock	14,276	$21.03	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Fully vested.