Joseph J. Stich - Aug 24, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP, HR and GM, IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Stock symbol
SRDX
Transactions as of
Aug 24, 2021
Transactions value $
-$246,467
Form type
4
Date filed
8/26/2021, 04:12 PM
Previous filing
Aug 23, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $300K +14.3K +33.77% $21.03 56.6K Aug 24, 2021 Direct
transaction SRDX Common Stock Tax liability -$547K -9.74K -17.22% $56.14 46.8K Aug 24, 2021 Direct
transaction SRDX Common Stock Gift $0 -1.5K -3.2% $0.00 45.3K Aug 26, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -14.3K -100% $0.00* 0 Aug 24, 2021 Common Stock 14.3K $21.03 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.