David F. Novack - 23 Aug 2021 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
President & COO
Signature
David Novack, by /s/ Justin Burgess, Attorney-in-Fact
Issuer symbol
DVAX
Transactions as of
23 Aug 2021
Net transactions value
-$112,770
Form type
4
Filing time
25 Aug 2021, 19:35:17 UTC
Previous filing
13 Aug 2021
Next filing
03 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $8,479 +2,500 +2.3% $3.39 109,899 13 Aug 2021 Direct F1
transaction DVAX Common Stock Options Exercise $18,752 +4,167 +3.8% $4.50 114,066 23 Aug 2021 Direct
transaction DVAX Common Stock Sale $140,000 -10,000 -8.8% $14.00 104,066 24 Aug 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Warrant (Right to Buy) Options Exercise -4,167 -100% 0 23 Aug 2021 Common Stock 4,167 $4.50 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 2,500 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 13, 2021
F2 The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 1, 2021.
F3 All shares were sold at $14.00
F4 Warrants were issued in connection with a financing transaction dated August 12, 2019 and were immediately exercisable upon issuance and have an expiration date of February 12, 2022.
F5 Not applicable