Peggy V. Phillips - Aug 23, 2021 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Director
Signature
Peggy V. Phillips, by /s/ Justin Burgess, Attorney-in-Fact
Stock symbol
DVAX
Transactions as of
Aug 23, 2021
Transactions value $
$18,747
Form type
4
Date filed
8/25/2021, 07:33 PM
Previous filing
Jun 2, 2021
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise $18.7K +4.17K +17.68% $4.50 27.7K Aug 23, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Warrant (Right to Buy) Options Exercise -4.17K -100% 0 Aug 23, 2021 Common Stock 4.17K $4.50 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total shares held adjusted to reflect that reporting person previously transferred 6,901 shares of common stock to her ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by her ex-spouse.
F2 Warrants were issued in connection with a financing transaction dated August 12, 2019 and were immediately exercisable upon issuance and have an expiration date of February 12, 2022.
F3 Not applicable