Peggy Phillips V - 23 Aug 2021 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Director
Signature
Peggy V. Phillips, by /s/ Justin Burgess, Attorney-in-Fact
Issuer symbol
DVAX
Transactions as of
23 Aug 2021
Net transactions value
+$18,747
Form type
4
Filing time
25 Aug 2021, 19:33:47 UTC
Previous filing
02 Jun 2021
Next filing
27 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise $18,747 +4,166 +18% $4.50 27,733 23 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Warrant (Right to Buy) Options Exercise -4,166 -100% 0 23 Aug 2021 Common Stock 4,166 $4.50 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total shares held adjusted to reflect that reporting person previously transferred 6,901 shares of common stock to her ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by her ex-spouse.
F2 Warrants were issued in connection with a financing transaction dated August 12, 2019 and were immediately exercisable upon issuance and have an expiration date of February 12, 2022.
F3 Not applicable