FRANCIS CANO - 24 Aug 2021 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Director
Signature
Francis R. Cano, Ph.D., by /s/ Justin Burgess, Attorney-in-Fact
Issuer symbol
DVAX
Transactions as of
24 Aug 2021
Net transactions value
+$18,752
Form type
4
Filing time
25 Aug 2021, 19:32:24 UTC
Previous filing
02 Jun 2021
Next filing
27 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise $18,752 +4,167 +25% $4.50 20,834 24 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Warrant (Right to Buy) Options Exercise -4,167 -100% 0 24 Aug 2021 Common Stock 4,167 $4.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Warrants were issued in connection with a financing transaction dated August 12, 2019 and were immediately exercisable upon issuance and have an expiration date of February 12, 2022.
F2 Not applicable