Dominick Ragone - 20 Aug 2021 Form 4 Insider Report for Lazard Ltd (LAZ)

Role
Chief Accounting Officer
Signature
/s/ Dominick Ragone by Scott D. Hoffman under a P of A
Issuer symbol
LAZ
Transactions as of
20 Aug 2021
Net transactions value
$0
Form type
4
Filing time
24 Aug 2021, 18:18:01 UTC
Previous filing
25 May 2021
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZ Restricted Class A Common Stock Award +90 +0.62% 14,696 20 Aug 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAZ Restricted Stock Units Award +238 +1% 23,472 20 Aug 2021 Class A Common Stock 238 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.
F2 Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.
F3 Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person.
F4 Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F5 Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6 Of these RSUs, 96 will vest on or around March 1, 2022, 87 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.