Emerald Green Trust - 20 Aug 2021 Form 3 Insider Report for Xos, Inc. (XOS)

Role: 10%+ Owner
Signature: Emerald Green Trust, by /s/ Kim Merritt, Attorney-in-Fact
Issuer symbol: XOS
Transactions as of: 20 Aug 2021
Net transactions value: $0
Form type: 3
Filing time: 24 Aug 2021, 17:01:34 UTC
Next filing: 28 Aug 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	XOS	Common Stock						53,745,903	20 Aug 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").
F2	Dakota Semler, the Issuer's Chief Executive Officer and director, may be deemed to beneficially own securities held by Emerald Green Trust by virtue of his shared control over such entity.

Content

Received pursuant to the Agreement and Plan of Merger, dated as of February 21, 2021, as amended on May 14, 2021, by and among NextGen Acquisition Corporation ("Acquiror"), Sky Merger Sub I, Inc., a Delaware corporation and wholly owned subsidiary of Acquiror ("Merger Sub") and Xos, Inc. ("Xos"), pursuant to which Merger Sub was merged with and into Xos, whereupon the separate existence of Merger Sub ceased and Xos became the surviving company and continued in existence as a subsidiary of Acquiror, which subsequently changed its name to Xos, Inc. (the "Issuer").

Dakota Semler, the Issuer's Chief Executive Officer and director, may be deemed to beneficially own securities held by Emerald Green Trust by virtue of his shared control over such entity.