Richard Kevin Andrews - Aug 21, 2021 Form 4 Insider Report for BATTALION OIL CORP (BATL)

Role
EVP, CFO and Treasurer
Signature
Walter R. Mayer, Attorney-in-fact
Stock symbol
BATL
Transactions as of
Aug 21, 2021
Transactions value $
-$19,000
Form type
4
Date filed
8/24/2021, 05:00 PM
Next filing
Sep 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BATL Common Stock Options Exercise $0 +6.64K $0.00 6.64K Aug 21, 2021 Direct
transaction BATL Common Stock Tax liability -$19K -1.62K -24.35% $11.75 5.02K Aug 21, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BATL Restricted Stock Unit Options Exercise $0 -6.64K -25% $0.00 19.9K Aug 21, 2021 Common Stock 6.64K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes owed upon vesting of RSUs.
F2 The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.