Shawn Cross - 19 Aug 2021 Form 4 Insider Report for Applied Molecular Transport Inc. (AMTI)

Role
Chief Financial Officer
Signature
/s/ Brandon Hants Attorney-in-Fact for Shawn Cross
Issuer symbol
AMTI
Transactions as of
19 Aug 2021
Transactions value $
-$255,093
Form type
4
Filing time
23 Aug 2021, 19:40:40 UTC
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTI Common Stock Options Exercise $1.38K +300 $4.61* 300 19 Aug 2021 Direct
transaction AMTI Common Stock Sale -$9K -300 -100% $30.01* 0 19 Aug 2021 Direct F1
transaction AMTI Common Stock Options Exercise $44.7K +9.7K $4.61* 9.7K 23 Aug 2021 Direct
transaction AMTI Common Stock Sale -$292K -9.7K -100% $30.12* 0 23 Aug 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTI Stock Option (Right to Buy) Options Exercise $0 -300 -0.1% $0.00 310K 19 Aug 2021 Common Stock 300 $4.61 Direct F3
transaction AMTI Stock Option (Right to Buy) Options Exercise $0 -9.7K -3.13% $0.00 300K 23 Aug 2021 Common Stock 9.7K $4.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on April 9, 2021.
F2 The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.97, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 1/4th of the shares subject to the option became vested on the Exercisable Date and 1/48th of the shares subject to the option vest monthly thereafter, provided that the reporting person is a service provider to the issuer on each such vest date.