Stephen Trundle - Aug 19, 2021 Form 4 Insider Report for Alarm.com Holdings, Inc. (ALRM)

Signature
/s/ Daniel Ramos, Attorney-in-Fact
Stock symbol
ALRM
Transactions as of
Aug 19, 2021
Transactions value $
-$1,830,964
Form type
4
Date filed
8/23/2021, 05:22 PM
Previous filing
Jun 8, 2021
Next filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALRM Common Stock Options Exercise $100K +25K +9.41% $4.00* 291K Aug 19, 2021 Direct F1
transaction ALRM Common Stock Sale -$45.6K -600 -0.21% $75.96 290K Aug 19, 2021 Direct F1, F2
transaction ALRM Common Stock Sale -$1.89M -24.4K -8.41% $77.27 266K Aug 19, 2021 Direct F1, F3
holding ALRM Common Stock 260K Aug 19, 2021 By Gift Trust F4
holding ALRM Common Stock 1.64M Aug 19, 2021 By LLC F5
holding ALRM Common Stock 9.86K Aug 19, 2021 By Footings Advancement Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALRM Stock Option (Right to Buy) Options Exercise $0 -25K -27.78% $0.00 65K Aug 19, 2021 Common Stock 25K $4.00 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This exercise and the corresponding sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2019.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.57 - $76.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.80 - $77.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
F5 These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
F6 These shares are owned by the Footings Advancement Trust (the "Advancement Trust"). The Reporting Person has the sole power to vote and dispose of the shares held by the Advancement Trust and certain members of the Reporting Person's immediate family are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares owned by the Advancement Trust except to the extent, if any, of his pecuniary interest therein.
F7 This option is fully vested and immediately exercisable.