Michael W. D. Howell - 19 May 2021 Form 4/A - Amendment Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
Director
Signature
David L. DeNinno, POA for Michael W.D. Howell
Issuer symbol
WAB
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
20 Aug 2021, 16:41:13 UTC
Date Of Original Report
20 May 2021
Next filing
20 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Phantom Stock Award $0 +2,060 +17% $0.000000 14,492 19 May 2021 Common Stock 2,060 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a deferred award of restricted shares which was inadvertently reported as a non-deferred award of restricted shares in Table I of the Form 4 filed by the reporting person on May 20, 2021.
F2 Each share of Phantom Stock represents a right to receive one share of common stock of the Issuer.
F3 The phantom stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors. Such payment will be either in lump sum or in annual installments commencing on the separation from service payment commencement date as defined in the Plan, and as elected by the reporting person.