Sharon Ruth Driscoll - Aug 18, 2021 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Financial Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Sharon Ruth Driscoll.
Stock symbol
RBA
Transactions as of
Aug 18, 2021
Transactions value $
-$557,436
Form type
4
Date filed
8/19/2021, 12:16 PM
Previous filing
Aug 16, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $356K +14.8K $24.07 14.8K Aug 18, 2021 Direct
transaction RBA Common Shares Sale -$914K -14.8K -100% $61.75 0 Aug 18, 2021 Direct
holding RBA Common Shares 1.38K Aug 18, 2021 Held by spouse
holding RBA Common Shares 18.4K Aug 18, 2021 Direct
holding RBA Common Shares 4.69K Aug 18, 2021 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -14.8K -33.81% $0.00 29K Aug 18, 2021 Common Shares 14.8K $24.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through August 18, 2021.
F2 The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 1, 2017.