Sharon Ruth Driscoll - 18 Aug 2021 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Financial Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Sharon Ruth Driscoll.
Issuer symbol
RBA
Transactions as of
18 Aug 2021
Net transactions value
-$557,436
Form type
4
Filing time
19 Aug 2021, 12:16:27 UTC
Previous filing
16 Aug 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $356,116 +14,795 $24.07 14,795 18 Aug 2021 Direct
transaction RBA Common Shares Sale $913,551 -14,795 -100% $61.75 0 18 Aug 2021 Direct
holding RBA Common Shares 1,375 18 Aug 2021 Held by spouse
holding RBA Common Shares 18,395 18 Aug 2021 Direct
holding RBA Common Shares 4,689 18 Aug 2021 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -14,795 -34% $0.000000 28,963 18 Aug 2021 Common Shares 14,795 $24.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through August 18, 2021.
F2 The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 1, 2017.