| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVAX | Common Stock | Award | $4.8K | +1.42K | +20.62% | $3.39 | 8.28K | Aug 13, 2021 | Direct | F1 |
| transaction | DVAX | Common Stock | Options Exercise | $15.8K | +2.92K | +35.25% | $5.42 | 11.2K | Aug 16, 2021 | Direct | F2 |
| transaction | DVAX | Common Stock | Sale | -$36.1K | -2.92K | -26.06% | $12.36 | 8.28K | Aug 16, 2021 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVAX | Stock Option (Right to Buy) | Options Exercise | -2.92K | -5.26% | 52.5K | Aug 16, 2021 | Common Stock | 2.92K | $5.42 | Direct | F2, F4, F5 |
| Id | Content |
|---|---|
| F1 | Represents 1,415 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 13, 2021. |
| F2 | The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on August 11, 2020. |
| F3 | This transaction was executed in multiple trades at prices ranging from $12.00 to $12.73; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Dynavax, or a security holder of Dynavax. |
| F4 | This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date, and one thirty-sixth (1/36) of the shares subject to the option vesting on the last day of each month thereafter. |
| F5 | Not applicable |