Christopher P. Lowe - 16 Aug 2021 Form 4 Insider Report for Cortexyme, Inc. (QNCX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Aug 2021, 17:25:23 UTC
Prior SEC filing
30 Jun 2021
Next SEC filing
07 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Caryn McDowell, Attorney-in-Fact for Christopher Lowe

Key filing fact

Christopher P. Lowe filed Form 4 for Cortexyme, Inc. (QNCX) on 18 Aug 2021.

Key facts

  • This page summarizes Christopher P. Lowe's Form 4 filing for Cortexyme, Inc. (QNCX).
  • 9 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 18 Aug 2021, 17:25.

Change

  • Previous filing in this sequence was filed on 30 Jun 2021.
  • Current net transaction value: -$1,980,819.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QNCX transaction

Common Stock

Options Exercise

Transaction value
$49,060
Shares
+22,000
Change %
+73%
Price
$2.23
Shares after
52,000
Date
16 Aug 2021
Ownership
Direct
QNCX transaction

Common Stock

Sale

Transaction value
$862,958
Shares
-9,158
Change %
-18%
Price
$94.23
Shares after
42,842
Date
16 Aug 2021
Ownership
Direct
Footnotes
F1, F2
QNCX transaction

Common Stock

Sale

Transaction value
$696,972
Shares
-7,335
Change %
-17%
Price
$95.02
Shares after
35,507
Date
16 Aug 2021
Ownership
Direct
Footnotes
F1, F3
QNCX transaction

Common Stock

Sale

Transaction value
$224,426
Shares
-2,330
Change %
-6.6%
Price
$96.32
Shares after
33,177
Date
16 Aug 2021
Ownership
Direct
Footnotes
F1, F4
QNCX transaction

Common Stock

Sale

Transaction value
$107,008
Shares
-1,100
Change %
-3.3%
Price
$97.28
Shares after
32,077
Date
16 Aug 2021
Ownership
Direct
Footnotes
F1, F5
QNCX transaction

Common Stock

Sale

Transaction value
$205,415
Shares
-2,077
Change %
-6.5%
Price
$98.90*
Shares after
30,000
Date
16 Aug 2021
Ownership
Direct
Footnotes
F1
QNCX transaction

Common Stock

Options Exercise

Transaction value
$66,900
Shares
+30,000
Change %
+100%
Price
$2.23
Shares after
60,000
Date
17 Aug 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QNCX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-22,000
Change %
-12%
Price
$0.000000
Shares after
163,294
Date
16 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,000
Exercise price
$2.23
Footnotes
F6
QNCX transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-30,000
Change %
-18%
Price
$0.000000
Shares after
133,294
Date
17 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$2.23
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.63 to $94.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $95.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.68 to $96.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.89 to $97.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F6

The option vested as to 25% of the shares on November 15, 2019, with the remaining 75% of shares vesting in equal monthly installments beginning on December 15, 2019 and ending on November 15, 2022.

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