| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CNP | Common Stock | Tax liability | -$31.7K | -1.18K | -2.3% | $26.85 | 50.1K | Aug 17, 2021 | Direct | F1, F2 |
| holding | CNP | Common Stock | 4.87K | Aug 17, 2021 | By Savings Plan | F3 |
| Id | Content |
|---|---|
| F1 | Shares withheld for taxes upon vesting of fully-vested restricted stock units. |
| F2 | Total includes (i) 4,843 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in August 2022 and (ii) 4,842 RSUs vesting in August 2023. Reporting Person ("R.P.") must remain an employee of Issuer thru applicable vesting dates. Also includes 11,274 RSUs vesting (a) in August 2023 if R.P. remains an employee of Issuer thru vesting date; (b) upon his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies conditions for full vesting. Also includes 10,894 RSUs vesting (a) in February 2024 if R.P. remains an employee of Issuer thru vesting date; (b) upon his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies conditions for full vesting, provided, any such vesting is conditioned on positive operating income in last full calendar year of restricted period except in case of death or disability. |
| F3 | Equivalent shares held in CenterPoint Energy, Inc. Savings Plan. |