Key facts
- This page summarizes Patrick Harshman's Form 4 filing for HARMONIC INC (HLIT).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Aug 2021, 17:05.
Patrick Harshman - 15 Aug 2021 Form 4 Insider Report for HARMONIC INC (HLIT)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- HLIT
- Reported as of
- 15 Aug 2021
- Net transaction value
- -$162,249
- SEC form
- 4
- Accepted by SEC
- 17 Aug 2021, 17:05:06 UTC
- Prior SEC filing
- 18 May 2021
- Next SEC filing
- 13 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick Harshman filed Form 4 for HARMONIC INC (HLIT) on 17 Aug 2021.
Change
- Previous filing in this sequence was filed on 18 May 2021.
- Current net transaction value: -$162,249.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLIT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +16,667
- Change %
- +1.5%
- Price
- $0.000000
- Shares after
- 1,123,855
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
HLIT
transaction
Common Stock
Tax liability
- Transaction value
- $84,766
- Shares
- -8,775
- Change %
- -0.78%
- Price
- $9.66
- Shares after
- 1,115,080
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
HLIT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +15,236
- Change %
- +1.4%
- Price
- $0.000000
- Shares after
- 1,130,316
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F3
HLIT
transaction
Common Stock
Tax liability
- Transaction value
- $77,483
- Shares
- -8,021
- Change %
- -0.71%
- Price
- $9.66
- Shares after
- 1,122,295
- Date
- 15 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLIT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -16,667
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 33,333
- Date
- 15 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 16,667
- Exercise price
- $0.000000
HLIT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -15,236
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 91,415
- Date
- 15 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,236
- Exercise price
- $0.000000
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
Footnote F2
Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
Footnote F3
These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.