Jeffrey Farber - Jun 30, 2021 Form 5 Insider Report for LANNETT CO INC (LCI)

Role
Director, 10%+ Owner
Signature
/s/ Samuel Israel Limited Power of Attorney For: Jeffrey Farber
Stock symbol
LCI
Transactions as of
Jun 30, 2021
Transactions value $
$43,700
Form type
5
Date filed
8/17/2021, 04:44 PM
Previous filing
Jun 1, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LCI Common Stock Will/Inheritance $0 +38.1K +2.34% $0.00 1.67M Aug 14, 2020 Direct F1, F2
transaction LCI Common Stock Award $0 +39K +2.34% $0.00 1.71M Sep 1, 2020 Direct F3
transaction LCI Common Stock Other $0 -320K -56.05% $0.00 251K Feb 10, 2021 2019 GRAT F4, F5, F6
transaction LCI Common Stock Other $0 +320K +18.75% $0.00 2.03M Feb 10, 2021 Direct F4, F5
transaction LCI Common Stock Other $0 -38K -100% $0.00* 0 May 5, 2021 Farber Investment LLC F5, F6, F7
transaction LCI Common Stock Other $0 +19K +0.94% $0.00 2.05M May 5, 2021 Direct F5, F7
transaction LCI Common Stock Purchase $43.7K +10K +0.49% $4.37 2.06M May 28, 2021 Direct F8
holding LCI Common Stock 994K Jun 30, 2021 Jeffrey Farber Family Foundation F6
holding LCI Common Stock 528K Jun 30, 2021 Farber Family LLC F6
holding LCI Common Stock 300K Jun 30, 2021 2020 GRAT F6
holding LCI Common Stock 73.4K Jun 30, 2021 Jeffrey Farber, Custodian for Children F6
holding LCI Common Stock 30K Jun 30, 2021 Jeffrey and Jennifer Farber Family Foundation F6
holding LCI Common Stock 17.3K Jun 30, 2021 Jeffrey Farber, Joint Custodian F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 14, 2020, the Audrey Farber Roth IRA transferred 38,128 shares to Jeffrey Farber's IRA.
F2 This transaction represents an acquisition of shares for no value as part of the settlement of an estate by will.
F3 Represents restricted stock awards that vested in full on September 1, 2020, which were previously reported on a Form 4 filed on September 3, 2020
F4 On February 10, 2021, the 2019 GRAT transferred 320,000 shares to Jeffrey Farber's Trust.
F5 This transaction represents a transfer for no value by the Reporting Person.
F6 Jeffrey Farber disclaims beneficial ownership of these shares.
F7 On May 5, 2021, the Farber Investment LLC transferred 19,000 shares to Jeffrey Farber's Trust and 19,000 shares to David Farber's Trust.
F8 Represents shares purchased on the open market on May 28, 2021, which were previously reported on a Form 4 filed June 1, 2021