Stephen T. Tulenko - Aug 16, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
President, Moody's Analytics
Signature
Elizabeth McCarroll by power of attorney for Stephen T. Tulenko
Stock symbol
MCO
Transactions as of
Aug 16, 2021
Transactions value $
-$573,162
Form type
4
Date filed
8/17/2021, 04:36 PM
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $90.7K +800 +14.33% $113.34 6.38K Aug 16, 2021 Direct
transaction MCO Common Stock Sale -$307K -800 -12.53% $383.44 5.58K Aug 16, 2021 Direct F1
transaction MCO Common Stock Options Exercise $211K +1.22K +21.82% $173.58 6.8K Aug 16, 2021 Direct
transaction MCO Common Stock Sale -$467K -1.22K -17.91% $383.25 5.58K Aug 16, 2021 Direct F2
transaction MCO Common Stock Options Exercise $278K +991 +17.75% $280.42 6.57K Aug 16, 2021 Direct
transaction MCO Common Stock Sale -$380K -991 -15.08% $383.05 5.58K Aug 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -800 -100% $0.00* 0 Aug 16, 2021 Common Stock 800 $113.34 Direct F3
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.22K -100% $0.00* 0 Aug 16, 2021 Common Stock 1.22K $173.58 Direct F3
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -991 -100% $0.00* 0 Aug 16, 2021 Common Stock 991 $280.42 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.43 to $383.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.14 to $383.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 One fourth of options vest each year beginning with the date indicated.