Tulenko Stephen T. - 16 Aug 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
President, Moody's Analytics
Signature
Elizabeth McCarroll by power of attorney for Stephen T. Tulenko
Issuer symbol
MCO
Transactions as of
16 Aug 2021
Net transactions value
-$573,162
Form type
4
Filing time
17 Aug 2021, 16:36:01 UTC
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $90,672 +800 +14% $113.34 6,382 16 Aug 2021 Direct
transaction MCO Common Stock Sale $306,750 -800 -13% $383.44 5,582 16 Aug 2021 Direct F1
transaction MCO Common Stock Options Exercise $211,420 +1,218 +22% $173.58 6,800 16 Aug 2021 Direct
transaction MCO Common Stock Sale $466,798 -1,218 -18% $383.25 5,582 16 Aug 2021 Direct F2
transaction MCO Common Stock Options Exercise $277,896 +991 +18% $280.42 6,573 16 Aug 2021 Direct
transaction MCO Common Stock Sale $379,603 -991 -15% $383.05 5,582 16 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -800 -100% $0.000000* 0 16 Aug 2021 Common Stock 800 $113.34 Direct F3
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,218 -100% $0.000000* 0 16 Aug 2021 Common Stock 1,218 $173.58 Direct F3
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -991 -100% $0.000000* 0 16 Aug 2021 Common Stock 991 $280.42 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.43 to $383.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $383.14 to $383.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 One fourth of options vest each year beginning with the date indicated.