Steven J. Adams - Aug 3, 2021 Form 3 Insider Report for Athenex, Inc. (ATNXQ)

Role
Interim Chief Acct Officer
Signature
/s/Teresa Bair, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Aug 3, 2021
Transactions value $
$0
Form type
3
Date filed
8/17/2021, 04:23 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 30K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 5K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 20K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 10K $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 2K $17.30 Direct F1
holding ATNXQ Stock Option (Right to Buy) Aug 3, 2021 Common Stock 8K $10.26 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on March 27, 2019.
F2 This option vests in four equal annual installments beginning on August 27, 2021.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney