Randall R. Kucera - Aug 17, 2021 Form 4 Insider Report for GUARANTY BANCSHARES INC /TX/ (GNTY)

Signature
/s/ Randall R. Kucera
Stock symbol
GNTY
Transactions as of
Aug 17, 2021
Transactions value $
$259,199
Form type
4
Date filed
8/17/2021, 02:00 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNTY Common Stock Other $259K +10.6K +147.69% $24.55 17.7K Aug 17, 2021 Direct
holding GNTY Common Stock 24.9K Aug 17, 2021 By Issuer KSOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNTY Stock Option (right to buy) Options Exercise -10.6K -80% 2.64K Aug 17, 2021 Common Stock 10.6K $24.55 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest ratably in annual installments over a period of five (5) years from the grant date, 06/01/2017.
F2 Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan.