Key facts
- This page summarizes Bryan M. Hackworth's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 16 Aug 2021, 18:17.
Bryan M. Hackworth - 12 Aug 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Reporting relationship
- SVP and CFO
- Issuer ticker
- UEIC
- Reported as of
- 12 Aug 2021
- Net transaction value
- -$38,202
- SEC form
- 4
- Accepted by SEC
- 16 Aug 2021, 18:17:04 UTC
- Prior SEC filing
- 14 May 2021
- Next SEC filing
- 15 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Bryan M. Hackworth filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 16 Aug 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: -$38,202.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +542
- Change %
- +1.1%
- Price
- Shares after
- 49,294
- Date
- 12 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
UEIC
transaction
Common Stock
Tax liability
- Transaction value
- $14,031
- Shares
- -285
- Change %
- -0.58%
- Price
- $49.23*
- Shares after
- 49,009
- Date
- 12 Aug 2021
- Ownership
- Direct
- Footnotes
- F2, F3
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +924
- Change %
- +1.9%
- Price
- Shares after
- 49,933
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
UEIC
transaction
Common Stock
Tax liability
- Transaction value
- $24,171
- Shares
- -486
- Change %
- -0.97%
- Price
- $49.74*
- Shares after
- 49,447
- Date
- 13 Aug 2021
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -542
- Change %
- -4.7%
- Price
- $0.000000
- Shares after
- 11,069
- Date
- 12 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 542
- Exercise price
- Footnotes
- F1, F4
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -924
- Change %
- -8.3%
- Price
- $0.000000
- Shares after
- 10,145
- Date
- 13 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 924
- Exercise price
- Footnotes
- F1, F4
UEIC
holding
Derivative
Employee Stock Option (Rt. To Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 140,390
- Date
- 12 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- Footnotes
- F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
Footnote F2
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Footnote F3
Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Footnote F4
The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Footnote F5
Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Footnote F6
The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
Footnote F7
This figure represents an aggregate number of stock options held by Reporting Person.