Quick Takeaways
- This page summarizes Bryan M. Hackworth's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 6 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 16 Aug 2021, 18:17.
Bryan M. Hackworth - 12 Aug 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Role
- SVP and CFO
- Signature
- /s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached)
- Issuer symbol
- UEIC
- Transactions as of
- 12 Aug 2021
- Net transactions value
- -$38,202
- Form type
- 4
- Filing time
- 16 Aug 2021, 18:17:04 UTC
- Previous filing
- 14 May 2021
- Next filing
- 15 Nov 2021
- SEC
- View on sec.gov
Quoteable Key Fact
"Bryan M. Hackworth filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 16 Aug 2021."
What Changed
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: -$38,202.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UEIC | Common Stock | Options Exercise | +542 | +1.1% | 49,294 | 12 Aug 2021 | Direct | F1 | ||
| transaction | UEIC | Common Stock | Tax liability | $14,031 | -285 | -0.58% | $49.23* | 49,009 | 12 Aug 2021 | Direct | F2, F3 |
| transaction | UEIC | Common Stock | Options Exercise | +924 | +1.9% | 49,933 | 13 Aug 2021 | Direct | F1 | ||
| transaction | UEIC | Common Stock | Tax liability | $24,171 | -486 | -0.97% | $49.74* | 49,447 | 13 Aug 2021 | Direct | F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UEIC | Restricted Stock Units | Options Exercise | $0 | -542 | -4.7% | $0.000000 | 11,069 | 12 Aug 2021 | Common Stock | 542 | Direct | F1, F4 | |
| transaction | UEIC | Restricted Stock Units | Options Exercise | $0 | -924 | -8.3% | $0.000000 | 10,145 | 13 Aug 2021 | Common Stock | 924 | Direct | F1, F4 | |
| holding | UEIC | Employee Stock Option (Rt. To Buy) | 140,390 | 12 Aug 2021 | Common Stock | 0 | Direct | F5, F6, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| F2 | This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. |
| F3 | Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| F4 | The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| F5 | Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| F6 | The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. |
| F7 | This figure represents an aggregate number of stock options held by Reporting Person. |