JOHN A. BORGESON - 12 Aug 2021 Form 4 Insider Report for Kodiak Sciences Inc. (KOD)

Role
Senior VP and Chief Financial Officer
Signature
/s/ David Peinsipp, Attorney-in-Fact for John A. Borgeson
Issuer symbol
KOD
Transactions as of
12 Aug 2021
Net transactions value
$0
Form type
4
Filing time
13 Aug 2021, 18:44:08 UTC
Previous filing
17 Jun 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOD Stock Option (Right to Purchase) Award $0 +50,000 $0.000000 50,000 12 Aug 2021 Common Stock 50,000 $88.21 Direct F1
transaction KOD Restricted Stock Units Award $0 +15,000 $0.000000 15,000 12 Aug 2021 Common Stock 15,000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-forty-eighth (1/48th) of the shares vest one month after the Vesting Commencement Date (June 30, 2021); the balance of the shares vest in a series of forty-seven (47) successive equal monthly installments measured from the first month anniversary of the Vesting Commencement Date, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.
F2 Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's common stock.
F3 One-fourth (1/4th) of the restricted stock units vest on each of the first four anniversaries of June 15, 2021, subject to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.

Remarks:

Senior VP and Chief Financial Officer